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NDX
Trading, Inc.
900 Long Lake Rd
Suite 101
New Brighton, MN 55112
(612) 331-8225
SEC-Required
Report on Routing of Customer Orders
For Quarter Ending March 31st, 2010
NDX
Trading, Inc. has prepared this report pursuant to a U.S. Securities
and Exchange Commission rule requiring all brokerage firms to
make publicly available quarterly reports on their order-routing
practices. The report provides information on the routing of "non-directed
orders" - any order that the customer has not specifically
instructed to be routed to a particular venue for execution.
This report
is divided into four sections: one for securities listed on the
New York Stock Exchange, one for securities listed on The Nasdaq
Stock Market, one for securities listed on the American Stock
Exchange or regional exchanges, and one for exchange-listed options.
For each section, this report identifies the number of non-directed
orders as a percentage of total customer orders.
Order
Routing Practices - Generally
NDX's customers
typically choose their own execution venues and order routing
destinations by entering their orders through our direct access
order execution software. NDX did not receive any non-directed
orders from direct access customers and as such did not select
any execution venues on behalf of these customers for quarter
ending, March 31st, 2010.
Securities
Listed on New York Stock Exchange
Summary
Statistics:
Non-directed
orders as a percentage of total customer orders 0%
Securities
Listed on The Nasdaq Stock Market
Summary
Statistics:
Non-directed
orders as a percentage of total customer orders 0%
Securities
Listed on American Stock Exchange or Regional Exchanges
Summary
Statistics:
Non-directed
orders as a percentage of total customer orders 0%
Exchange-Listed
Options
Summary
Statistics:
Non-directed
orders as a percentage of total customer orders 0%
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