NDX Trading NDX Trading is a member NASD/SIPC.
 

 

NDX Trading, Inc.
3433 Broadway Street N.E.
Suite 290
Minneapolis, MN 55413
(612) 331-8225

SEC-Required Report on Routing of Customer Orders
For Quarter Ending March 31st, 2008

NDX Trading, Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order-routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution.

This report is divided into four sections: one for securities listed on the New York Stock Exchange, one for securities listed on The Nasdaq Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the number of non-directed orders as a percentage of total customer orders.

Order Routing Practices - Generally

NDX's customers typically choose their own execution venues and order routing destinations by entering their orders through our direct access order execution software. NDX did not receive any non-directed orders from direct access customers and as such did not select any execution venues on behalf of these customers for quarter ending, March 31st, 2008.

Securities Listed on New York Stock Exchange

     Summary Statistics:

         Non-directed orders as a percentage of total customer orders 0%

Securities Listed on The Nasdaq Stock Market

     Summary Statistics:

         Non-directed orders as a percentage of total customer orders 0%

Securities Listed on American Stock Exchange or Regional Exchanges

     Summary Statistics:

          Non-directed orders as a percentage of total customer orders 0%

Exchange-Listed Options

     Summary Statistics:

         Non-directed orders as a percentage of total customer orders 0%

 

 

Disclaimer

Licensed to conduct business in the following States

NDX Trading, Inc. - Direct Access Trading System
3433 Broadway St NE., Suite 290, Minneapolis, MN 55413
Tel: 888.331.8225